On Behalf of Michael J. Betts LLC | Aug 30, 2019 | FINRA
Litigation is an expensive, time-consuming prospect for Pennsylvania businesses and investors. It can prevent a company from moving forward as it often requires the use of all available resources. Some organizations do not recover from the repercussions of a lawsuit...
On Behalf of Michael J. Betts LLC | Jul 3, 2019 | FINRA
Brokers have a responsibility to act in the best interests of their clients. By acting in good faith and understanding the client’s needs, they can make proper recommendations to protect their client’s investments—and their own reputation. This duty of...
On Behalf of Michael J. Betts LLC | Aug 13, 2018 | FINRA
A panel of the Court of Appeals for the Third Circuit recently rejected an attempt by J.P. Morgan Securities LLC to enforce a forum selection clause, holding that J.P. Morgan Securities was required to submit to FINRA arbitration under FINRA Rule 12200. Reading Health...
