On Behalf of Michael J. Betts LLC | Jun 3, 2019 | Consumer Protection
Back in 2018, the Securities and Exchange Commission (SEC) proposed a new rule, commonly called Regulation Best Interest. This rule would raise the standard for how broker-dealers act in the best interest of their customers when they make a financial recommendation....
On Behalf of Michael J. Betts LLC | Sep 24, 2018 | Consumer Protection
A panel of the Superior Court recently issued a decision that could significantly expand the reach of the Unfair Trade Practices and Consumer Protection Law, ruling for the first time that the “catchall” provision of the statute imposes strict liability. Gregg v....
